FFM Advisor
Group is available to investors who need and should have at
least a portion of their portfolio on a fee-based
platform. Unlike many firms in the industry, we do not
believe it is a "one size fits all" solution, or forcing
investors into a fee-based platform. While there are
good arguments for fee-based only accounts, there are also some great
arguments for transaction based investing.
Welcome to FFM Advisor Group’s home on the Internet
A Registered Investment Adviser (RIA) is a company
that is licensed by the Securities and Exchange Commission (SEC)
or the State to
provide advice to others about investments for a
fee. In most cases, an Investment Adviser Representative
provides the advice.
Investment advisers (“IA”) and investment adviser
representatives (“IAR”) are persons who provide advice to others
about investments for a fee and are required, in Texas, to
register or become licensed.
Three essential elements that characterize an
investment adviser are:
Provides advice or analysis on securities either by making
direct or indirect recommendations to clients or by
providing research or opinions on securities or securities
markets.
Receives compensation in any form for the advice provided.
Engages in a regular business of providing advice on
securities.
FFM Advisor Group is a Registered Investment Adviser
in Texas and New York. As a client, the first thing you should
do before entering into an Advisory relationship, is to verify
that the firm and the individual adviser is licensed to provide
you with financial advice. Please follow the link below to check
us out.
Our rustic facility provides
a relaxed location to meet and to discuss your family’s future
financial goals.
Before anyone with FFM Advisor Group makes any
recommendations to you, they will meet with you face to face.
Our responsibility is to listen to you tell us what is
important to you. After you have told us what you want to
accomplish, we will begin to collect the information necessary
to provide you with a needs-based plan. This plan will help you
establish a comprehensive financial strategy that meets your
individual levels of risk and return in order to reach your
financial goals.
FFM Advisor Group has
partnered with Southwest Securities (SWS) in Dallas to offer
different programs for managing your money. These include the
Mutual Fund Advantage plan and the Private Client Portfolio
Consulting Premier Advisors.
The
Mutual Fund Advantage Program is an asset allocation
program sponsored and administered by Southwest Securities, Inc.
It is a discretionary investment advisory program in which SWS,
its registered representatives / investment advisor
representatives ("RRs / IARs") and correspondent firms of SWS
provide investment advice, execution and clearing services,
portfolio monitoring and performance reporting services for an
annual fee based on the value of assets in a client's account.
The Private Client
Portfolio Consulting (PC2) Premier Advisors ("PC2PA")
program is a "wrap fee" program that is sponsored
by Southwest Securities, Inc.. The program offers portfolio
advisory and professionally managed investment account services
to individual and institutional clients.
Now that you know something about our firm and
programs, we invite you to contact us for a meeting. We want to
meet you and give a chance to look us in the eye and feel
comfortable with us. Please use the link below to leave us a
message and you will be contacted as soon as possible.
Thank you for your interest and for visiting us at
our Internet home.
